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Securities and Exchange Commission

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Related Articles from the Web

  1. The Inquisitr logo
    Chipotle Receives Subpoena From SEC Over Allegedly Hiring Undocumented Workers
    The Inquisitr 1 day ago

    Mexican Grill Inc has received a subpoena from the U.S. Securities and Exchange Commission, after the burrito chain... Full Article at The Inquisitr

  2. Nicholas Louis Geranio
    FindLaw: Attorney Blog 1 day ago

    Securities and Exchange Commission recently charged a Hawaii resident and two firms he used to orchestrate a scheme in which... Full Article at FindLaw: Attorney Blog

  3. David M. Connolly and Connolly Properties, Inc.
    FindLaw: Attorney Blog 1 day ago

    Securities and Exchange Commission recently charged a New Jersey man with operating a Ponzi-like scheme involving a series... Full Article at FindLaw: Attorney Blog

  4. Mark F. Spangler and The Spangler Group, Inc.
    FindLaw: Attorney Blog 1 day ago

    The SEC alleges that Mark Spangler, a former chairman of the National Association of Personal Financial Advisors, funneled... Full Article at FindLaw: Attorney Blog

  5. Manila Bulletin logo
    SEC Approves FLI's P11-B Bonds
    Manila Bulletin 2 days ago

    Philippines — The Securities and Exchange Commission has approved Filinvest Land’s planned issuance of P11 billion worth of... Full Article at Manila Bulletin

  6. Albequerque Express logo
    Feds Subpoena Chipotle Over Its Hiring Practices
    Albequerque Express 2 days ago

    U.S. Securities and Exchange Commission has issued a subpoena to Chipotle Mexican Grill Inc. regarding the Denver-based... Full Article at Albequerque Express

  7. The Lakeland Ledger logo
    Feds Subpoena Chipotle Over Its Hiring Practices
    The Lakeland Ledger 2 days ago

    Chipotle said Friday that the subpoena it received Thursday requested information regarding its compliance with employee... Full Article at The Lakeland Ledger

  8. SEC subpoenas Chipotle over the restaurant chain's hiring practices
    Denver Post 2 days ago

    Securities and Exchange Commission has issued a subpoena to Chipotle Mexican Grill Inc. regarding the Denver-based... Full Article at Denver Post

  9. Newsday logo
    Your Finances: finding an investment adviser
    Newsday 2 days ago

    Securities and Exchange Commission is taking its own sweet time coming up with a rule that would make all investment... Full Article at Newsday

  10. The Huffington Post logo
    SEC Probing Chipotle Over Claims The Burrito Chain Hired Undocumented Workers
    The Huffington Post 2 days ago

    Lisa Baertlein May 18 (Reuters) - Chipotle Mexican Grill Inc received a subpoena from the U.S. Securities and Exchange... Full Article at The Huffington Post

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Related Photos

  1. WASHINGTON, DC - MAY 11: Securities and Exchange Commission Chairman Mary Schapiro addresses the Investment Company Institute's annual general membership meeting at the Marriott Wardman Park hotel May 11, 2012 in Washington, DC. Schapiro gave an overview and regulatory update about her...
  2. Oxfam America holds a rally with activists dressed in suits and wearing monkey masks to call on the Securities and Exchange Commission (SEC) to set a date for issuing final rules for the oil, gas and mining transparency of the Dodd-Frank Act outside the SEC in Washington on April 16,...
  3. WASHINGTON, DC - APRIL 03: (L-R) Federal Reserve Board Chairman Ben Bernanke, U.S. Secretary of the Treasury Timothy Geithner, acting chairman of Federal Deposit Insurance Corporation Martin Gruenberg, chairwoman of the Securities and Exchange Commission Mary Schapiro listen during an...
  4. WASHINGTON, DC - APRIL 03: (L-R) Chairman of the Commodity Futures Trading Commission Gary Gensler, U.S. Secretary of the Treasury Timothy Geithner, Federal Reserve Board Chairman Ben Bernanke, acting chairman of Federal Deposit Insurance Corporation Martin Gruenberg, chairwoman of...
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About This Topic

Wikipedia

The U.S. Securities and Exchange Commission (commonly known as the SEC) is an independent agency of the United States government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was... Full Article At Wikipedia.org

Related Topics

  1. Citigroup Citigroup
  2. Wells Fargo Wells Fargo
  3. Wall Street Journal Wall Street Journal
  4. Commodity Futures Trading Commission Commodity Futures Trading Commission
  5. U.S. Department of Justice U.S. Department of Justice
  6. Jed Rakoff

Related Quotes

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  1. The companies that actually fight the Justice Department or the Securities and Exchange Commission are pretty few and far between
    SOURCE: USA Today 2 weeks ago
  2. The [Securities and Exchange Commission] is a stickler about disclosing any perceived conflict of interest.
    SOURCE: Business Wire 2 weeks ago
  3. If you're willing to embrace turbulence in exchange for a shot at sustained, long-term gains at or near venture capital's 20% annualized, you'll have to look up from the spreadsheets and Securities and Exchange Commission filings ... You'll have to think bigger. You'll have to invest like a venture capi...
    SOURCE: AOL News 2 weeks ago
  4. A look at Apple’s filings with the Securities and Exchange Commission shows the more appropriate effective rate for Apple is likely more than double the 9.8% effective rate the Times reported. Apple already reports in its filings that its global effective rate for both 2011 and 2010 is 24%, and its effe...
    SOURCE: MacDailyNews 2 weeks ago
  5. Smisek's 2011 compensation was disclosed in a proxy statement … filed Friday with the U.S. Securities and Exchange Commission. An analysis by The Associated Press calculates the value that the company put on compensation awarded to the CEO in that year and excludes changes in pension value, so it differ...
    SOURCE: USA Today 2 weeks ago
  6. So what happened to the Tyson executives involved? Not only did the Justice Department and the Securities and Exchange Commission take no action against them, but the executives involved weren’t even named.
    SOURCE: The New York Times 3 weeks ago
  7. Not later than 271 days after the date of enactment of this Act, the Securities and Exchange Commission (in this title referred to as the ``Commission
    SOURCE: Vator.tv 3 weeks ago
  8. Still, disclosure practices by the largest financial firms remain lacking, and the periodic reporting overseen by the Securities and Exchange Commission tends to obfuscate as much as inform.
    SOURCE: The New York Times 3 weeks ago
  9. They didn't contact, as far as we know, the Korean prosecutors, the Securities and Exchange Commission. They just relied on people who had recommended the investment
    SOURCE: Oregon Public Broadcasting 3 weeks ago
  10. Being violation-free alone does not guarantee that a public company or registered entity will not face the wrath of the U.S. Securities and Exchange Commission Division of Enforcement, its director, Robert Khuzami, told Thomson Reuters Tuesday.
    SOURCE: DealBreaker 3 weeks ago
  11. Will the Securities and Exchange Commission take any action prior to the presidential elections in November? The indications coming out of the SEC is that they want to move to IFRS cautiously
    SOURCE: Reuters Mobile 3 weeks ago
  12. As we complete our IPO, we will assume control of the former Gage Plastics plant in Lake Oswego, Oregon where we'll have an initial capacity to make over 20 million food containers a month and 21 million pieces of cutlery, as described in our prospectus on file with United States Securities and Exchange...
    SOURCE: MarketWire 3 weeks ago
  13. In his efforts to resolve the insider-trading charges with the Securities and Exchange Commission, Mr. Bauer has agreed to make full disgorgement of the gross profits that he made
    SOURCE: Bloomberg.com 3 weeks ago
  14. At my first law firm, we had as clients some of the large publicly traded gaming clients of that era ... We did all their corporate and Securities and Exchange Commission work. My practice really started out as a purely corporate securities lawyer.
    SOURCE: Casino City Times 3 weeks ago
  15. The Securities and Exchange Commission filed the lawsuit Monday against the former CEO, Federico Buenrostro Jr., and the former CalPERS board member, Alfred J.R. Villalobos, alleging that they fabricated documents provided to Apollo Global Management in New York.
    SOURCE: Capitol Basement 3 weeks ago
  16. The biggest takeaway from Facebook’s updated filing with the Securities and Exchange Commission is that the company will not be able to rely on adding new users at breakneck speed as a way of boosting revenue
    SOURCE: The New York Times 3 weeks ago
  17. We have met voluntarily with the U.S. Department of Justice and the Securities and Exchange Commission to self-disclose the ongoing investigation on this matter
    SOURCE: Vancouver Sun 3 weeks ago
  18. This has been going on since 2005. What has the company been saying to the Securities and Exchange Commission, to investors?
    SOURCE: Guardian Unlimited 3 weeks ago
  19. Venture Forward’s auspicious timing will provide a unique forum for attendees to learn about and debate the profound changes that are occurring in start-up investing and private equity. The JOBS Act is likely to completely redraw the startup financing landscape, and is the most important federal policy ...
    SOURCE: PRWeb 4 weeks ago
  20. The problem is that we make laws and we violate them. The law clearly states that the director-general of the Securities and Exchange Commission must be a chartered stockbroker and must have 15 years experience as a stockbroker.
    SOURCE: AllAfrica.com 4 weeks ago
  21. Apple purchased a worldwide exclusive license to commercialize Liquidmetal Technologies’ intellectual property in the field of consumer electronics, according to the latter’s 10-K report filed with the Securities and Exchange Commission in March
    SOURCE: MacDailyNews 1 month ago
  22. The Securities and Exchange Commission looked into the case earlier and found no wrongdoing
    SOURCE: Bangkok Post 1 month ago
  23. Therefore, MetLife has today furnished to the Securities and Exchange Commission and posted to its website a new version of the supplement with the preliminary financial results for the first quarter of 2012 fully visible.
    SOURCE: Bloomberg.com 1 month ago
  24. He also personally advocated in favor of the transaction to both the shareholders and the Securities and Exchange Commission.
    SOURCE: The News & Observer 1 month ago
  25. As Americans rush to the post office to mail their tax returns, oil companies are actively lobbying the Securities and Exchange Commission (SEC) to keep their tax payments secret
    – Gary, IN SOURCE: Kansas City Infozine 1 month ago
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